Protocols for locking sharable files and methods for carrying out the protocols

ABSTRACT

Methods for locking a file managed by a file system are provided. One example, a file consistency protocol is associated with an operating system (O/S). The file consistency protocol is configured to maintain file consistency between instances of the file associated with the file system using a set of file consistency protocol bits. The method includes determining whether any instance of the file is open, and if no instance of the file is open, the method further includes setting an exclusive bit of the file, the exclusive bit being one of the set of file consistency protocol bits. The setting of the exclusive bit is configured to lock the file from being accessed as another instance.

CROSS REFERENCE TO RELATED APPLICATIONS

This application is related to U.S. Patent Application entitled “METHODS FOR MAINTAINING DATA AND ATTRIBUTE COHERENCY IN INSTANCES OF SHARABLE FILES,” having U.S. patent application Ser. No. 09/661,227, filed on the same day as the instant application, pending, and U.S. Patent Application entitled “FILE CONSISTENCY PROTOCOLS AND METHODS FOR CARRYING OUT THE PROTOCOLS,” having U.S. patent application Ser. No. 09/662,368, filed on the same day as the instant application, pending. Each of these U.S. Patent Applications is hereby incorporated by reference.

BACKGROUND OF THE INVENTION

1. Field of the Invention

This invention relates generally to the management of sharable files, and more particularly to a file consistency protocol that enables intelligent locking of files to prevent inadvertent access and/or modification by other consumers of the file during exclusive use.

2. Description of the Related Art

In today's computing environment computers are increasingly used in a networked environment. As an example, a majority of workplace users are connected to an internal network or system where each user works from a station, such as computer, connected to a server or servers that are part of the network. Each user's computer contains various applications that operate on files which are stored on the server or on their own station, which may offer analogous services. Therefore, a first user may access the server or analogous device to use a file by way of an application on the first user's machine. In addition, a second user may also access the same file and use the contents of the file with an application on the second user's machine. Nonetheless, the situation arises in this shared environment where the first user changes data in the file which is also being used by the second user. As such, file consistency is necessary to ensure that all copies or instances of the file in use contain the same information as updates are performed to each instance of the file.

Currently, the methods available to maintain file consistency among multiple copies of a file include making an independent copy of the file and then manually or explicitly programmatically merging the changes back into the original file; a UNIX type file consistency scheme where an original file is locked after changes are made to a copy; and a distributed file system approach. Each of these prior art techniques will now be discussed in more detail.

As mentioned above, one method of ensuring file consistency requires that an independent copy of the file with a different file name be made. When the user writes changes to with the independent copy, the user must manually integrate the changes made to the independent copy back into the original file, which may be stored on a server. Of course, the changes cannot be merged back into the file while the original copy is in use by another user. As can be appreciated, integrating the changes between files requires significant effort on the part of the users accessing the file, decreases efficiency, and increases the amount of disc space necessary to store the various file copies. Furthermore, when the user makes an independent copy, the independent copy is required to be saved under a different file name (or in a different place, e.g., directory, disk, system, etc.). Thus, a subsequent user may not know the new file name or location of the independent copy and may inadvertently access an outdated, invalid copy.

The UNIX operating system also has a method for maintaining file consistency among different copies of files accessible by many users. If multiple copies of a file are being accessed by different users, the UNIX operating system, or applications using the UNIX file system may automatically lock the file so that all users arc prevented from saving changes to the file. In order to save changes, the UNIX operating system, file system, or application will also require the user to save the changes to an independent file having a different filename, thereby creating a copy. Thus, a user must wait until all others using the file have closed the file (i.e., making the file no longer shared), or the user must save the file under a different name, which is undesirable for the previously mentioned reasons.

In addition, UNIX allows a user to change the file attributes of the file such that the file is writable by everyone at all times and copies of the file containing different data exist on the UNIX system. As a result, when a file is writable, any modifications made by a first user are independent from other modifications made by a second user. Therefore, the modifications made by the first user do not appear on the copy in use by the second user. By the same token, any modifications made by the second user do not appear on the copy of the file being used by the first user. Thus, all the changes made by individual users are saved to individual copies and are not saved to the original file. Consequently, the original file, and copies of the original file, do not contain the modifications made by both the first and second, etc. users.

As also mentioned, another approach used to facilitate data consistency of a shared file is to use a distributed file system. Under this approach, the distributed file system distributes file data over multiple computers thereby allowing the data to reside at multiple locations simultaneously. With this approach, a user A may have a file A stored on a hard drive of user A's computer. If a user B wants to access the file on user A's computer, the distributed file system copies the file A to user B's memory or hard drive. In this situation, when user B is accessing the file A, a flag is set in the file A which informs the distributed file system that the user B is making changes to the file A. The flag enables the locking of the file A such that when user A attempts to use the file A in a manner that conflicts with user B's usage (i.e., changing the data in the file A), this setting prevents user A from changing the data. When the user B closes the file A, and the user A attempts to write to the file A, the distributed file system informs the user A that changes have been made and the distributed file system will ask the user A if the user A wants a copy of the file A containing the changes. However, this scheme is inefficient because the distributed file system must track who is modifying the file and the distributed file system must ask individual users, such as user A, when they are trying to access the file A, if the user A wants a fresh copy of the file A containing the changes. Additionally, the inefficiency is further compounded since the distributed file system must provide each user with a new copy in each instance when a separate user attempts access to the file. Furthermore, the distributed file system is not always capable of globally providing a new copy of the file containing the changes to all users which, in some situations, may number hundreds of users. In summary, under the distributed file system approach, the user A and the user B may not simultaneously write to the file A. Instead, if the user A is working with the file A in an exclusive manner, the user B must wait for user A to close the file A before user B may access file A. The file A can still be opened, however, the file will be read-only (i.e., no writing is allowed), and its contents are not guaranteed to be valid/current.

An example of a distributed file system is an Andrew file system. The Andrew file system allows a user to share files over a network and a subsystem. However, the Andrew file system requires an undesirable amount of overhead, such as CPU cycling time and increased network traffic. In addition, overhead is further increased due to the increased amount of user intervention involved with the Andrew file system. The Andrew file system requires user applications to communicate with one another before certain actions, such as data modifications, are commenced. Therefore, as the number of shared users on the network using the Andrew file system increases, the complexity of operating an Andrew file system increases.

Another problem with shared environment platforms where users access files on a shared storage medium relates to file locking and file sharing. An example of the current locking/sharing mechanisms available are a revision control system (RCS) and a source code control system (SCCS). With these approaches, a user C can open a file C in a shared mode and a user D may also access the file C. However, when the file C is opened in the shared mode, neither user may ever modify existing data in the file C or add data to the file C. Therefore, the file C (i.e., while in shared use) becomes a read-only file with the current locking/sharing mechanisms.

As may be seen, none of the prior art techniques previously described enable a real time sharing environment where multiple users may simultaneously read the same file and write to the same file.

In view of the foregoing, there is a need for methods that enable consumers that have access to sharable files to intelligently lock files to prevent unwanted access during exclusive access. Precluding unwanted access to certain files ensures that invalid data can be precluded from the file during critical access routines.

SUMMARY OF THE INVENTION

Broadly speaking, the present invention fills the aforementioned needs by providing methods for maintaining file consistency among instances (i.e., sharable copies) of a file. A file is broadly defined to include, for example, a data file, a disk volume, directory, a special file (e.g., such as a UNIX device node), etc. It should be appreciated that the present invention can be implemented in numerous ways, including as a process, an apparatus, a system, a device, a method, or a computer readable media. Several embodiments of the present invention are described below.

In one embodiment, a method for locking a file is disclosed. The method includes checking for open instances of the file and determining whether open instances have a bit of a bitmap associated with the open instances set to true. If no open instance has the bit set to true, the method further includes: (a) setting an exclusive bit in a bitmap of the file to true; and (b) setting the exclusive bit in each bitmap of the open instances to true. The setting of the exclusive bit in each bitmap of the open instances to true has the effect of locking the instances of the file while still enabling access to the file that initiated the setting of the exclusive bit.

In another embodiment, a method for locking a file managed by a file system is disclosed. A file consistency protocol is associated with an operating system (O/S). The file consistency protocol is configured to maintain file consistency between instances of the file associated with the file system using a set of file consistency protocol bits. The method includes determining whether any instance of the file is open, and if no instance of the file is open, the method further includes setting an exclusive bit of the file, the exclusive bit being one of the set of file consistency protocol bits. The setting of the exclusive bit is configured to lock the file from being accessed as another instance.

In yet another embodiment, a method for locking a file managed by a file system is disclosed. The method includes determining whether another instance of the file is open. If no other instance of the file is open, the method further includes setting an exclusive bit for the file. The setting of the exclusive bit being configured to lock the file from being accessed as another instance.

The advantages of the present invention are numerous. Most notably, embodiments of the present invention enables the locking of files to prevent unwanted access during the locked mode. The ability to lock sharable files and prevent access to the data and attributes ensures that the data associated with the file is only accessible to the consumer that sent the locked mode. Other aspects and advantages of the invention will become apparent from the following detailed description, taken in conjunction with the accompanying drawings, illustrating by way of example the principles of the invention.

BRIEF DESCRIPTION OF THE DRAWINGS

The present invention will be readily understood by the following detailed description in conjunction with the accompanying drawings, and like reference numerals designate like structural elements.

FIG. 1A illustrates a system having multiple applications using the same file, in accordance with one embodiment of the present invention.

FIG. 1B is a table illustrating the various functions of a file consistency protocol in accordance with one embodiment of the present invention.

FIG. 1C shows a bit map for a copy of a file associated with a file system, in accordance with one embodiment of the present invention.

FIG. 1D shows a bit map for a copy of a file associated with a file system, in accordance with one embodiment of the present invention.

FIG. 1E shows a bit map for a copy of a file associated with a file system, in accordance with one embodiment of the present invention.

FIG. 1F shows a bit map for a copy of a file associated with a file system, in accordance with one embodiment of the present invention.

FIG. 1G shows a bit map for a copy of a file associated with a file system, in accordance with one embodiment of the present invention.

FIG. 1H shows a file header for files in accordance with one embodiment of the present invention.

FIG. 2A is a flowchart illustrating a method for maintaining file consistency of shared files associated with a file system, in accordance with one embodiment of the present invention.

FIG. 2B shows a flowchart for a method for maintaining file consistency of shared files associated with a file system, in accordance with one embodiment of the present invention.

FIG. 2C is a flowchart illustrating a method for maintaining file consistency of shared files associated with a file system, in accordance with one embodiment of the present invention.

DETAILED DESCRIPTION OF THE PREFERRED EMBODIMENTS

An invention for methods of maintaining consistency between files managed by a file system are disclosed. In one specific embodiment, the invention discloses methods for locking a file so that the file can only be exclusively used by a consumer that locked the file. In the following description, numerous specific details are set forth in order to provide a thorough understanding of the present invention. It will be understood, however, to one skilled in the art, that the present invention may be practiced without some or all of these specific details. In other instances, well known process operations have not been described in detail in order not to unnecessarily obscure the present invention.

As an overview, the embodiments of the present invention enable file consistency among sharable files associated with a system, such as a network or other I/O transport (e.g., PCI). The network can be of any type, for example, the network can be a local area network (LAN), a wide area network (WAN), a local storage network, a distributed storage network, a storage area network (SAN), Intranets, as well as the Internet. As used herein, file consistency refers to maintaining consistent data and consistent attributes among various copies (or instances) of the same file being used by various users on the system. In the system, various users may be using copies of the same file at any given time. As a user works with a file, the user may modify (e.g., delete, add, or change) data to the file or change the attributes of the file. When the user makes a change to a file, either an attribute change or a data change, the embodiments of the present invention ensure that all copies of the file on the system are updated to reflect the changes made by the user, thereby maintaining consistency among the copies or instances of the file.

The present invention achieves file consistency with a file consistency protocol. The file consistency protocol implements a set of bits, which in one embodiment include “M”, “A”, “E”, “S” and “I” bits. As will be discussed in much greater detail with reference to accompanying FIGS., the “M”, “A”, “E”, “S” and “I” bits define different modes and different actions which may be performed on the file. Thus, the file consistency protocol is used during shared use and to appropriately update the copies of the file as changes are made to an individual copy of the file.

Reference is now made to FIG. 1A which illustrates a system 100 having multiple applications, including application, 106 through applications 112. Each application, in this illustration is shown using the same file, e.g., file₁ 104 and 104 a through 104 d, in accordance with one embodiment of the present invention. A shared connection 114 facilitated by way of a switched fabric enables connection and communication between the application₁ 106, the application₂ 108, the application₃ 110 and the application₄ 112 with storage 102. The shared connection 114 can also be a bus that enables shared processing by an application. In one embodiment, the storage 102 may be any type of storage system that enables shared access, such as a server having associated storage drives. The use of “server” should be broadly construed to include any processing device that facilitates network communication to storage and users of connected processing machines (which may be local, remote, physically connected, or using wireless technology). The drives may include simple hard disks or more complex configurations, such as those implementing a redundant array of inexpensive discs (RAID), storage area networks (SANs), and the like.

Also shown with respect to FIG. 1A are the files, e.g., file₁ 104 through 104 d. The original file₁ 104 is preferably stored in the storage 102. The files 104 a through the file₁ 104 d are copies of the file₁ 104 stored on the storage 102. Thus, the application₁ 106 through the application₄ 112 use the same data which is stored in file₁ 104 a through file₁ 104 d. The application 106 through application 112 may be any type of application, such as a word processor, a database program, a spreadsheet program, a calendar program, an enterprise resource planning (ERP) system, etc. Also shown with respect to FIG. 1A is a file system 101 that tracks various functions of the files 104 through 104 d such as what attributes are accessible by particular users, the location of files within the system 100, and the like. The file system 101, in one embodiment, may be part of or associated with an operating system that manages the storage 102. In addition, the file system can be any file system (e.g., NTFS, FAT, etc.).

In a preferred aspect of the present invention, the files 104 through 104 d contain bitmaps 116 a through 116 e. The bitmaps 116 a through 116 e contain bits that reflect actions which can be performed on the files 104 through 104 d, as will be further discussed with reference to FIGS. 1C through 1G. The file consistency protocol is thus designed to ensure that data associated with each copy of the files 104 through 104 d, including the original file 104, remains consistent. The file consistency protocol also ensures that attributes for the files 104 through 104 d remain consistent.

FIG. 1B is a table 118 illustrating the various functions of a file consistency protocol in accordance with one embodiment of the present invention. The file consistency protocol includes “M”, “A”, “E”, “S” and “I”, on a bit map of the files 104 through 104 d, as will be discussed further with reference to FIGS. 1C through 1G.

List Action

Among the actions that may be performed on the copies of the file is a “List” action, as shown on table 118. When a user desires to list (e.g. using ls or lf or a comparable function) properties of a file (i.e., file size, access permissions, owner, etc.), a change is not made to a file. Thus, the “M”, “A”, “E”, “S” and “I” bits remain unchanged. This is because the attributes of a file may be read without performing an open of the file itself.

Open Shared Action

Another action a user may perform on the file is an “Open Shared” to place the file in an open, shared mode. This is especially common practice if a file is to only be read. In the open shared mode, a user opens a file, such as the file₁ 104, and other users are able to simultaneously open copies of the file, such as files 104 a through 104 d while the user has the file₁ 104 open. In this instance, the “S” bit is (which represents the shared mode) set on the file accessed by the user and all other copies of that file. No changes to other copies of this file are required. When the user closes the file, the “S” bit in the file and the multiple copies is reset. Although, if other instances were open in the open shared mode, the “S” bit will remain set until all instances having the “S” bit set are closed.

Open Exclusive Action

When a user desires to execute an “Open Exclusive” action to set an open exclusive mode, the “E” bit is set on all copies including the one desiring to set the open exclusive mode. Initially, a determination is made to ascertain whether any one of the “M”, “A”, “E”, “S” and “I” bits is set on another instance of the file. That is, if any instance has one of the consistency bits set to “1” (i.e., true), then the user desiring to set the open exclusive mode will fail. However, if no other instances have one or more of their consistency bits set to “1”, then the user will be able to open the file in the open exclusive mode. When the “E” bit is set, all instances of the file will fail an “open,” except for the one that set the “E” bit. Furthermore, any attempts to open the file by other consumers (e.g., users on a computing device) will also fail, which includes preventing all others from making independent copies of the file. The only operation that may be performed on a file that has its “E” bit set to “1” is a LIST of that file. The list operation allows only file attributes to be read. It must be noted, however, that the information obtained from the list operation may later be invalid, as it is possible to exclusively open a file and for the user or application performing the exclusive open to alter the attributes of the file thus making one or more of its attributes invalid (e.g. to render an executable file nonexecutable). Upon the close of the file the having its “E” bit set, that “E” bit shall be reset to zero “0.” In addition, the initiating file will also have its “M” bit set to 1 (if it was written) and all copies/instances of that file will have their “I” bit set to “1” and shall be updated to match that of the copy which had its “E” bit set. When all updates have occurred, the “M” and all relevant “I” bits are reset to “0.” During an open, if the attributes are changed, the protocol will call for the “A” and “I” bits to be set for all other instances, as will be described in greater detail below.

Write Action

When a user desires to write to a file or perform another modification on the file that is opened shared, the user may execute a “write” action. The “M” bit is used when data in the file is modified in any manner. Thus, as data is written to the file, the “I” bit in copies of the file is set to indicate that the data contained in the copies is now invalid. This occurs since the data contained in the copies does not include the modifications made to the initiating file. Thus, all other copies must be updated to match the file with the “M” bit set. Once this has occurred, the “M” and “I” bits in all affected files must be set back to false (e.g., zero), indicating that consistency has been attained. In one embodiment, the data in the copies is updated by the application, file system, or operating system acting upon the copies “pulling” the modification from the modified file. In another embodiment, the copies are updated by “pushing” the modification(s) to any affected copies having the “I” bits. In still another embodiment, the pulling and pushing operations can be performed using a messaging technique in order to reduce communication overhead.

Change Attributes Action

A user may also change the attributes of a file with a “Change Attributes” action. Exemplary attributes can include name, owner information, access permissions, location of the file, the size of the file, time stamps, as well as other writable attribute parameters. As the user changes the attributes of the file, the “A” bit and the “M” bit is sent on the initiating file, and the “A” bit and the “I” bit is set on all other instances. This ensures that all other instances are made aware that the attributes are now invalid. As soon as other files are updated with the attribute changes, the “A” and “M” bits are reset on the initiating file, and the “A” and “I” bits are reset on all updated instances of the file. At that time, all other instances and the initiating file will have consistent attributes. In one embodiment, the instance copies are updated when the copies “pull” the attribute changes from the initiating file. In another embodiment, the instance copies are updated when the initiating file “pushes” the attribute changes to the instance copies.

Close Action

A “Close” action, which closes the file opened by the user, is also shown with respect to the table 118 of FIG. 1B. When a user completes one of the aforementioned actions, the file in use can then be closed. In some cases, the “close” action may have an implicit “write” performed (or not). The close action is completed when all the bits that were set (i.e., the “S” bit in the open shared mode) are reset, as will be discussed further with respect to FIGS. 1C through 1G.

Exemplary Application of MAESI Consistency Bits

FIGS. 1C through 1G show the bit maps 116 a through 116 e (the bit maps 116) in accordance with one embodiment of the present invention. The bit maps 116 correspond to the files 104 through 104 d. The bit maps 116 contain the bits “M”, “A”, “E”, “S” and “I” as previously described. The “M”, “A”, “E”, “S” and “I” bits define an aspect of the file consistency protocol which is charged with maintaining the consistency of the contents in the files 104 through 104 d. The “M”, “A”, “E”, “S” and “I” bits have bit values which may be changed when various functions are performed on the files 104 through 104 d. As used herein, the a value of “1” is analogous to “true” and a value of “0” is analogous to “false.” Accordingly, “1” and “true” and “0” and “false” should be read as interchangeable definitions for the same condition.

In one embodiment, as the contents of the file 104 b (marked by “*”) are modified, a bit value for the “M” bit in the bit map 116 c is changed from a “0” to a “1” (i.e., a first state to a second state). When the change in the bit value for the “M” bit is made, the modification is broadcasted to the files 104, 104 a, 104 c and 104 d. As the notification of modification is made, a bit value for the “I” bit in the bit maps 116 a, 116 b, 116 d and 116 e is changed from a “0” to a “1” as shown in Line 1 (L1). In order to reset the bit values back to “0” in the bit maps 116 a through 116 e, the contents of the files 104 104 a, 104 c and 104 d must be updated with the modification made to the file 104 b.

In one embodiment, the files 104, 104 a, 104 c and 104 d “pull” the modified contents of the file 104 b, thereby updating the files 104, 104 a, 104 c and 104 d. In another embodiment, the modified contents of the file 104 b are “pushed” to the files 104, 104 a, 104 c and 104 d. Once the contents of the files 104, 104 a, 104 c and 104 d are updated with the modified contents of the file 104 b, the bit value for the “I” bit in bit maps 116 a, 116 b, 116 d and 116 e are reset to “0” and the bit value for the “M” bit in the bit map 116 c is reset to a “0”, as shown in Line 2 (L2) of FIGS. 1C through 1G.

The “A” bit represents the attributes of the files 104 and 104 a through 104 d as described earlier. As the attributes of the file 104 a (marked by “*”) are changed, bit values for the “A” bit and the “M” bit are set from a “0” to a “1” in the bit map 116 b as shown in Line 3 (L3) of FIG. 1D. When the attributes of the file 104 a are changed, bit values for the “A” bit and the “I” bit are set from a “0” to a “1” in the bit maps 116 a, 116 c, 116 d and 116 e. The “M” bit is set in the bit map 116 b because the attributes of the file 104 a were modified. The “I” bit is set in the bit maps 116 a, 116 c, 116 d, and 116 e because the files 104, 104 b, 104 c and 104 d now have invalid attributes due to the attribute change in the file 104 a. The bit values for the “M” bits, the “A” bits and the “T” bits remain “1” until the attribute change made to the file 104 a is made to the files 104 and 104 b through 104 d. In one embodiment, it is preferred that only the attribute change portion of the file is sent. Thus, the entire file need not be sent to the other instances, which minimizes overhead, such as network traffic, on the system 100. Once the attribute changes are received by the other instances, the bits are reset to “0” as shown in Line 4 (LA).

The “E” bit represents the open exclusive open mode, as described earlier. As such, when the “E” bit is desired to be set by the 104 d (marked by “*”) in Line 5 (L5) in the system 100 of FIG. 1A, a check is first made to determine whether other open instances have one of the “M”, “A”, “E”, “S” or “I” bits set. If any of these bits are set, then the user is not able to set an open exclusive. An open exclusive can be set by the user of file 104 d because none of the bits are set in Line 4 (LA). If any one of the bits were set in L4, then the exclusive open would fail. When the open exclusive is set by the user of file 104 d, the “E” bit is set on all instances of the file including the file that initiated the open exclusive. By doing this, all other instances are prevented from accessing the file, thus placing the file in a “locked” state. Although the user that set the open exclusive will still be able to use the file without worry that another user will make changes to either the data contents or the attributes. This is because the bits are preferably checked at “open,” not during use. Of course, other embodiments can include checks during use. Once the user has closed the file, the “E” bits are removed from the current file as well as all other instances. If there were any changes to the file 104 d during the open exclusive mode use, then the file 104 d will have its “M” bit set as shown in Line 6 (L6). All other instances will have their “I” bit set. This condition will therefore remain until the modification made at file instance 104 d is inherited by the other instances. Once the other instances have integrated the modifications (using a pull or push technique), the “M” and “I” bits are reset to “0” as shown in Line 7 (L7) of FIGS. 1C through 1G. If the file 104 c (marked by “*”) is opened in the open shared mode, the “S” bit in the bit map 116 d for the file 104 c is set from a “0” to a “1” and the “S” bit in the bit maps 116 a, 116 b, 116 c and 116 e will also be set from a “0” to a “1”, which is shown on line 8 (L8). Thus the file consistency protocol enables the sharing of files by setting the “S” bit in all copies of the file.

FIG. 1H shows a file 104 having an attributes field 124 and a data portion 122. This diagram is provided to illustrate that files have both attribute characteristics as well as data, which need not be adjacent. That is, both the data portion 122 and the attributes field 124 can be arranged separately (e.g., in a list, a table, a data structure, as part of another file, etc.) and associated with when accessed, for example. The consistency protocol is designed to ensure that changes to shared copies of a file, whether the change is to the attributes or the data, remain consistent. As described with reference to FIGS. 1C through 1G, the “M”, “A”, “E”, “S” and “I” bits relate to various properties and attributes of the file copies 104 through 104 d. As shown with respect to FIG. 1H, the “M” bit, the “A” bit and the “T” bit relate to file attributes 124. Also shown with respect to FIG. 1H, the “M” bit, the “E” bit, the “S” bit and the “I” bit relate to data 122 of the file. Thus, as previously explained, when one of the files 104 through 104 d is opened or data is modified in the files 104 through 104 d, the “M” bit, the “E” bit, the “S” bit and the “I” bit are set for the data 122 depending on the action.

FIG. 2A is a flowchart diagram illustrating a method 200, in accordance with one embodiment of the invention. In operation 202, an operating system capable of managing programs, such as Windows NT™, UNIX™, Solaris™, or any other type of operating system, is provided. In one embodiment, once the operating system is provided, a file system is integrated with the operating system in operation 204. In an alternative embodiment, the file system need not be integrated with the operating system (e.g., the file system can be a “loadable file system”). For instance, the operating system can simply be associated (or in communication) with a file system that is either executed at the operating system level or at a driver level (e.g., ring 0 level). In an example where a file system is integrated with an operating system, the operating system is preferably installed in the storage associated with the system 100 of FIG. 1A. As mentioned above, the file system 101 is charged with managing files, such as the file₁ 104. As is well known, the file system 101 is charged with managing information of files, directories, mapping of data stored on storage discs, the size of files, and other well known file system tasks. Once the file system 101 is integrated with the operating system in operation 204, an operation 206 is performed.

In operation 206, a file consistency protocol is integrated with the desired operating system. As mentioned above, the file consistency protocol is charged with maintaining file consistency among copies of files being managed by the file system that was integrated with the operating system. Again, it should be clear that the file system need not be integrated with the operating system and the file consistency protocol need not be integrated with the operating system. In a preferred embodiment, however, it is a desire to have the file system, the operating system and the file consistency protocol in communication with one mother. For instance, each component can be a module, a driver, or an application component that interfaces with each other to provide efficient functional interfacing.

Accordingly, when data is modified in one of the files, the file consistency protocol ensures that all copies of the file associated with the file system are updated to reflect to the modification made to the file. Referring back to the example and FIG. 1B, the file consistency protocol using the “M”, “A”, “E”, “S” and “I” bits is integrated with the file system. As previously described, the “M”, “A”, “E”, “S” and “I” bits ensure file consistency is maintained among various copies of files. After the “M”, “A”, “E”, “S” and “I” bit file protocol is integrated, connected, or associated with the operating system, operation 208 is performed.

In operation 208, the operating system is run to enable access to a file managed by the file system and the file consistency protocol. Turning back to the example, as the operating system of the system 100 is operating, a user can specify an action to perform on a target file. As described earlier with reference to the table 118 and FIG. 1B, among the actions the user may perform on the target file are, listing a file or a directory, opening a file in either an open shared mode or an open exclusive mode, write to a file, change the attributes of the file, and other desired actions. In one embodiment, the user may determine which file to target by first listing files associated with the file system prior to selecting a target file. Referring back to the example and FIG. 1A, a user may want to determine what files are on the system 100 by first listing the files being managed by the file system. After the file directory is listed, a user using application 108 may selects the file₁ 104 as the target file. The copy of the file will therefore be file₁ 104 a. In this example, the user may desired to perform an action on the attributes of the copy file₁ 104 a.

Once the user specifies an action to perform on the target file in operation 210, in one embodiment a file system check may be performed in operation 212. The file system 101 of the example determines whether or not the user requesting the action has permission to execute the requested action. In one embodiment, a system administrator can input into the file system 101 of the system 100 which users are able to access particular files and what information the different users are able to access. Therefore, the file system 101 or associated logic or components determines if the user is able to read the file. If it is determined that the user does not have permission to read the file, the operation requested is rejected. On the other hand, if it is determined that the user does have permission to read the file, the method 200 moves to operation 214. Referring back to the example and FIG. 1A, the file system 101 may determine that the user is able to access the file₁ 104.

In operation 214, a determination is made to ascertain whether the specified action is to be performed on attributes of the target file or on data of the target file or both. If the action is to be performed on the attributes of the target file, operation 216 is performed in A as shown in FIG. 2B. On the other hand, if the action is to be performed on data in the target file, the method will move to D and operation 234 (as will be discussed further with respect to FIG. 2C). If a data piece is accessed, at least one attribute will change (e.g., data stamp of a most recent access).

In the case where the action to be performed is an attribute action, a determination will be made as to whether a read 218 or a write 222 is to be performed in operation 216. Thus, if a list action is specified by the user, the read 218 is performed. If a write action is specified, the write operation 222 is performed. In the operation 218, the method 200 may also make a determination as to whether the request is from a trusted kernel process, such as a second file system (not shown). If the method 200 determines that the user is not a trusted kernel process, the method 200 may then ascertain what attributes the user may read and lists only those attributes 220. As previously mentioned, a system administrator, or the like, can set the user access information beforehand and the file system 101 can determine what information a particular user may read based on the user access information. If the user is only allowed to read the name of the file, size of the file, the location of the file and the node information of the file but not access permissions of the file, only the size, location and node information of the file are listed, for example as shown with respect to FIG. 2B. Thus, if the user requests to see information the user does not have permission to see, such as ownership attributes, that information will not be listed. After the file attributes are listed in the operation 220, the target file is closed.

If a write action is specified by the user, the operation 222 is performed. As described with reference to the operation 218, the operation 222 ascertains what attributes the user may access and allows the user to write changes only to those attributes the user may access in operation 224. Turning back to the example, the user may desire to change the access privileges of the file, the size, the location or the node information of the file name A, as represented by attributes 226 a with respect to FIG. 2B. In this example, the user only has access to the size, the location and the node information of the copy file₁ 104 a (as mentioned above, the user in this example is accessing the file 104 by way of application 106). During the change operation 224, the user may change the size, location or node information for the files, as shown in file attributes 226. However, the user cannot change the access privileges of the file because the user does not have access to the access privilege information of the target file. When the user has changed the file attributes, the “A” bit is set in the target file and the attribute changes are broadcast to any entity having an instantiation of the consistency protocol in operation 228. That is, the notification will be made to all other open copies.

After the attribute change notification is provided to the file copies 104, 104 b, 104 c and 104 d in operation 228, the method 200 determines in an operation 230 if a user using a copy of the target file is to be notified. If the method determines that the user of a copy of the target file is not to be notified, the user is not notified and the file copies 104, 104 b, 104 c and 104 d “pull” the attribute change(s) from the file 104 a at a set time or on demand. Once the file copies 104, 104 b, 104 c and 104 d have pulled the change in this example, the “A” bit in the file₁ 104 through 104 d and the “M” and “I” bits in the files file₁ 104, 104 b, 104 c and 104 d are reset to “0” (false) as shown in Line 4 (L4) with reference to FIGS. 1C though 1G.

If the method determines that the user of a copy of the target file is to be notified, then the user is notified of the attribute change in operation 232. The user may be notified in operation 232 through any number of ways, including a graphical user interface (GUI), a sound generated by a sound driver of the user's computer, in the form of highlighted changes, in the form of icons presented in the task bar, in the form of a report that can be accessed at a later time, or any other method that enables the user to be informed that change have been made to the file by another user. Of course, the notification may also include information as to what the changes were so that another user may accept or deny such changes if desired. If the changes are not acceptable, that user may want to rename the copy so that the changes are not made to the file.

Turning back to the operation 214, if the method 200 determines that the action specified by the user in the operation 210 is to be performed on data of the target file, the operation 234 is performed from D, as shown with respect to FIG. 2C. In the operation 234, the target file is opened and an operation 236 is performed. For example, a user in operation 210 may specify a write action on data in the file 104.

In the operation 236, the method 200 determines if the user has specified an open shared mode. If the user specifies the open shared mode in operation 210 of FIG. 2A, the operation 238 is performed, where the “S” bit is set for each instance. As previously described, the open shared mode allows additional users working with copies of the target file access to the copies of the target file as the user is working with data on the target file. Also, when the open shared mode is requested, the “S” bit in the target file and the copies of the target file are set, as described earlier. When the user completes working with the target file in the open shared mode, the file is closed and the “S” bits are reset in all instances and the target file is closed in an operation 248. In another embodiment, if the target file is closed without a write, the “S” bits in the target file and the copies of the target file are automatically reset when the target file is closed. In still another embodiment, if the other instances were also opened in the open shared mode, the “S” bits will remain set until those instances are closed. If the method 200 determines in operation 236 that an open shared mode was not specified in operation 210, then the method 200 will proceed to operation 240.

In operation 240, the method 200 determines if an open exclusive mode was specified in operation 210. If the user specifies an open exclusive mode, the “E” bit is set in each file, including the instance that set the file. As previously described, the open exclusive mode allows the user to lock out others from opening copies of the target file while the user is working with the target file. Thus, the “E” bit is set in all copies of the target file in order to prevent another user from accessing the file while the user has the target file opened. When the user completes working with the target file in the open exclusive mode, the target file is closed in the operation 248. Also, the “E” bits are reset in the copies of the target file and any modifications made to the target file are either pushed to the copies of target file or pulled by the copies of the target file from the target file as previously discussed. As used herein, when it is said the a “file copy pulls” or a “file copy pushes” modifications or attribute changes, the understanding is that the file consistency protocol running on each of the systems will cooperate in accordance with the bits of the bit maps 116 to cause the appropriate action to take place using the appropriate processing and communication means (e.g., such as message communication). In another embodiment, if the target file is closed without a write, the “E” bits in the copies of the target file are automatically reset when the target file is closed in operation 248. Turning back to the example, if the method 200 determines that an open exclusive was not specified in the operation 210, then an operation 244 is performed. If more than one open exclusive succeeds, then race resolution is done at write time.

In operation 244, the method 200 determines if a write was specified in operation 210. If a write action was not specified in the operation 210, the method 200 moves to the operation 248 where the file is closed. If a write was specified, an operation 246 is performed where the “M” bit is set in the target file and the “I” bit is set in all copies of the target file. In one embodiment, if a write was specified, the “M” bit is set in the target file and the modification to the target file is made to the copies of the target file, thereby resetting the “I” bit of the copies. In another embodiment, the copies of the target file periodically check the status of the “M” bit and set the “I” bit if the copies find the “M” bit set during a periodic check.

It should be noted that the exemplary process of determining whether shared open, exclusive open, and writes are to be performed need not occur in the order defined by FIG. 2C. For example, operations 236, 240, and 244 may be performed independently of one another depending upon the action taken on a particular file by a user. Therefore, it is not necessary proceed through decision operations 236 and 240 in order to operate on a write request. Thus, the flowchart of FIG. 2 were provided to illustrate one exemplary process for implementing the consistency protocol. Although, the consistency protocol can be coded to operate in any number of ways, which for example, enable processing of decisions in parallel by running multiple threads or the like.

As may be appreciated, the present invention allows a user to modify existing data of a target file while other users on the system access instances of the same file. Changes, modifications, or attribute changes made to one instance is then synchronized to other instances to maintain consistency between the copies. As compared to the prior art, a user can now access and make modifications to a shared file without having to make an independent renamed copy of a file. As noted, when new copies having different names are created, changes made by other users may not be known, and if known, the changes will have to be manually merged. In some cases, a user can use a compare program or function, but this also requires that the user know of the existence of other copies and make time consuming determinations as to whether changes should be incorporated.

The file consistency protocol also enables users of shared data (e.g., documents, database entries, etc.) to make intelligent decisions regarding use privileges, change management, and synchronization of such changes. Such change notifications, as mentioned above, are preferably performed using efficient message technology. The change notifications can also occur at different times and enabled by different protocols. In some cases, the changes can be made using “push” techniques and in others using “pull” techniques (or a combination thereof). In either case, the user of an instance can be given the option to make changes mandatory on other instances, restrict access to other instances, and set when changes are to be notified. In addition, when changes are notified, it is preferred that only the changes (data or attribute portion) be notified instead of the entire file. Of course, the changes can also be accomplished by sending the entire file and its attributes. Most powerfully, changes to files can be made on the fly to other instances without having to make independent copies that later complicate the integration of changes

The present invention also has the added bonus of increased efficiency. When an attribute change is made, only that attribute change is sent to other instances without the need to message or send the entire file or all attributes. Thus, the file consistency protocol of the present invention does not encumber the system and network over which the files are accessed and shared. This efficiency, as mentioned above, also applies to changes made to data. The file consistency protocol thus reduces system/network overhead (e.g., CPU cycling times, user intervention, and network traffic).

The invention may employ various computer-implemented operations involving data stored in computer systems. These operations are those requiring physical manipulation of physical quantities. Usually, though not necessarily, these quantities take the form of electrical or magnetic signals capable of being stored, transferred, combined, compared, and otherwise manipulated. Further, the manipulations performed are often referred to in terms, such as producing, identifying, determining, or comparing.

Any of the operations described herein that form part of the invention are useful machine operations. The invention also relates to a device or an apparatus for performing these operations. The apparatus may be specially constructed for the required purposes, or it may be a general purpose computer selectively activated or configured by a computer program stored in the computer. In particular, various general purpose machines may be used with computer programs written in accordance with the teachings herein, or it may be more convenient to construct a more specialized apparatus to perform the required operations.

The invention can also be embodied as computer readable code on a computer readable medium. The computer readable medium is any data storage device that can store data, which can thereafter be read by a computer system. Examples of the computer readable medium include cache memory, read-only memory, random-access memory, optical media, magnetic tapes, arrays of disks, distributed storage, networked storage, logical and physical storage implementations, redundant array of inexpensive disk (RAID) storage, and the like. The computer readable medium can also be distributed over network coupled computer systems so that the computer readable code is stored and executed in a distributed fashion.

Although the foregoing invention has been described in some detail for purposes of clarity of understanding, it will be apparent that certain changes and modifications may be practiced within the scope of the appended claims. Accordingly, the present embodiments are to be considered as illustrative and not restrictive, and the invention is not to be limited to the details given herein, but may be modified within the scope and equivalents of the appended claims. 

What is claimed is:
 1. A method for locking a file, the method comprising: checking for open instances of the file; determining whether open instances have a bit of a bitmap associated with the open instances set to true; if no open instance has the bit set to true, the method includes, setting an exclusive bit in a bitmap of the file to true to prevent another open of the file; setting the exclusive bit in each bitmap of the open instances to true to prevent another open of the file; whereby the setting of the exclusive bit in each bitmap of the open instances to true has the effect of locking the instances of the file while still enabling access to the file that initiated the setting of the exclusive bit; and if an open instance does have the bit set to true, the setting of the exclusive bit in a bitmap of the file to true will fail, thus preventing locking of the file.
 2. A method for locking a file as recited in claim 1, wherein the bitmap includes bit fields for a set of file consistency bits, the set of file consistency bits include an “M” bit, an “A” bit, an “E” bit, an “S” bit and an “I” bit.
 3. A method for locking a file as recited in claim 2, wherein the “M” bit is a modify indicator bit, the “A” bit is an attribute indicator bit, the “E” bit is an exclusive indicator bit, the “S” bit is a shared indicator bit, and the “I” bit is an invalid indicator bit.
 4. A method for locking a file as recited in claim 2, further comprising: modifying the file while the file has its exclusive bit set to true; closing the file; and resetting the exclusive bit to false.
 5. A method for locking a file as recited in claim 4, further comprising: setting the “M” bit for the file to true; determining if there are open instances of the file; and setting the “I” bit to true in any other open instances of the file.
 6. A method for locking a file as recited in claim 5, further comprising: updating any of the open instances having the “I” bit set to true with the modification; and resetting the “M” bit of the file to false and the “I” bit of any of the open instances to false upon incorporation of the modification to the instances.
 7. A method for locking a file managed by a file system, the method comprising: associating a file consistency protocol with an operating system (O/S), the file consistency protocol maintaining file consistency between instances of the file associated with the file system using a set of file consistency protocol bits; determining whether any instance of the file is open; if no instance of the file is open, the method includes, setting an exclusive bit of the set of file consistency protocol bits, the setting of the exclusive bit being configured to lock the file from being accessed as another instance; and if an instance of the file is open, the setting of the exclusive bit of the set of file consistency protocol bits will fail, thus preventing locking of the file.
 8. A method for locking a file managed by a file system as recited in claim 7, further comprising: changing one of data and attributes of the file while the exclusive bit is set; resetting the exclusive bit; and closing the file.
 9. A method for locking a file managed by a file system as recited in claim 8, further comprising: determining whether an instance of the file has been opened since the close of the file; setting a modified bit for the file, the modified bit being indicative of the change to the file; and setting an invalid bit for the instance opened since the last close.
 10. A method for locking a file managed by a file system as recited in claim 9, further comprising: communicating the change to the instance; resetting the invalid bit at the instance; and resetting the modified bit at the file.
 11. A method for locking a file managed by a file system, the method comprising: determining whether another instance of the file is open; if no other instance of the file is open, the method includes, setting an exclusive bit for the file, the setting of the exclusive bit being configured to lock the file from being accessed as another instance; and if an instance of the file is open, the setting of the exclusive bit will fail, thus preventing locking of the file.
 12. A method for locking a file managed by a file system as recited in claim 11, further comprising: changing one of data and attributes of the file while the exclusive bit is set; and resetting the exclusive bit; and closing the file.
 13. A method for locking a file managed by a file system as recited in claim 12, further comprising: determining whether another instance of the file has been opened since the close of the file; setting a modified bit for the file, the modified bit being indicative of the change to the file; and setting an invalid bit for the instance opened since the last close of the file having the exclusive bit set.
 14. A method for locking a file managed by a file system as recited in claim 11, wherein the file is associated with a bitmap of bits, the bitmap of bits include a modify indicator bit, an attribute indicator bit, an exclusive indicator bit, a shared indicator bit, and an invalid indicator bit. 